AML – How to Stay Safe and Compliant Webinar – 11th August 2022

A significant number of law firms do not have AML procedures and processes that are deemed compliant, and the biggest area of concern for the SRA are firms who do not carry out appropriate source of funds checks, or if they have carried out checks there is no auditable trail.

In this webinar we’re going to discuss the measures you need to ensure that you remain compliant as far as your obligations are concerned and what role technology can play in the reliability and constant of AML checks, ensuring a process is followed and how you handle the documents, and record what you have or haven’t done for auditing purposes.

Click on the link on this page and register for this next webinar and find out what you need to do better.

This webinar is suitable for;

– Compliance Officers, Practice Managers, Solicitors, Partners and other Support Staff within a law firm who are responsible for setting and following processes for onboarding new clients

We will discuss;

– What are your obligations for SRA compliance on AML

– Traditional document checking v electronic tools

– What improvements Law Firms are looking to make to ensure compliance and efficiency